Barrett’s esophagus: A review of diagnostic criteria, clinical
surveillance practices and new developments
Department of Pathology and Laboratory Medicine, Loma Linda University Medical Center, Loma Linda, California, USA
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Review Article
Barrett’s esophagus: A review of diagnostic criteria, clinical
surveillance practices and new developments
Department of Pathology and Laboratory Medicine, Loma Linda University Medical Center, Loma Linda, California, USA
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Abstract
Barrett’s esophagus is defined by metaplastic glandular changes to the distal esophagus and is
linked to an increased risk of esophageal adenocarcinoma. Controversy exists whether the definition should
be limited to intestinal type glands with goblet cells or should be expanded to include non-goblet cell
columnar epithelium. Barrett’s esophagus may be asymptomatic in a large proportion of the population but
screening should be considered for those with certain clinical findings. The diagnosis of Barrett’s should
be based on the combination of careful endoscopic evaluation and histologic review of the biopsy material.
Continued surveillance biopsies may be necessary in cases of indeterminate or low grade dysplasia. Clinical
follow-up of patients with high grade dysplasia should be tailored to the individual patient. Development of
newer endoscopy techniques including chemoendoscopy, chromoendoscopy and use of biomarkers on frozen
tissue have shown some promise of identifying patients at risk for malignancy.
Key words
Barrett’s; intestinal metaplasia; surveillance; endoscopy
Submitted Apr 11, 2012. Accepted for publication Apr 18, 2012.
DOI: 10.3978/j.issn.2078-6891.2012.028 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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The current definition for Barrett’s esophagus (BE)
proposed by the American Gastroenterological Association
(AGA) is “the condition in which any extent of metaplastic
columnar epithelium that predisposes to cancer
development replaces the stratified squamous epithelium
that normally lines the distal esophagus (1)”. Three types
of columnar epithelium are seen in the setting of BE: (I)
gastric-fundic type, (II) cardia-type, and (III) intestinal-type
including goblet cells. However, only the last type has been
clearly linked to an increased risk of malignant progression,
with a reported annual risk of esophageal adenocarcinoma
(EAC) of about 0.5% per year in patients with intestinal
metaplasia of the esophagus (1-3). For this reason both
the AGA and the American College of Gastroenterology
(ACG) currently recommend that although columnar-type
mucosa can be recognized during endoscopy, the presence
of intestinal metaplasia must be confirmed by biopsy before
rendering a diagnosis of BE (1,4). | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Controversies regarding intestinal metaplasia
The American definition is used in most parts of the world,
however, Great Britain and Japan allow the diagnosis of
BE to be assigned if only cardiac-type metaplasia is seen on
biopsy (5,6). While some advocate the universal adoption
of the less stringent criteria (7), the evidence to do so is
controversial. Gatenby et al. and Kelty et al. each conducted
studies that showed a similar risk of EAC in patients having
columnar metaplasia of the esophagus with and without
goblet cells (8,9). In contrast, two large population studies
from Northern Ireland showed a clear increased risk of
cancer when intestinal metaplasia was present versus when
only columnar cell change was identified (10,11).
A study by Takubo et al. which examined the mucosa
adjacent to EAC treated with endoscopic mucosal resection
found that most (>70%) were bordered by cardiac-type
mucosa rather than intestinal-type mucosa and that 56%
had no intestinal-type mucosa in any areas of the resection
specimens. They concluded that there is a relationship
between EAC and cardiac-type mucosa and that a
background of intestinal metaplasia may not be a necessary
pre-requisite to EAC (6).
Two similar studies by Chandrasoma and colleagues
had different findings. The first, which examined
esophagogastrectomy specimens resected due to
adenocarcinoma, showed cardiac mucosa adjacent to all tumors but also showed residual intestinal metaplasia in
65% of cases overall and in 100% of intramucosal tumors
as well as those less than 1 cm in diameter (12). The second
study reviewed two groups: (I) cases with visible columnar
metaplasia of the esophagus which underwent systematic
4-quadrant biopsies every 1 to 2 cm and (II) cases of
dysplasia or EAC which did not receive systematic biopsy.
They found that when systematic biopsy was performed,
intestinal metaplasia was identified in >87% of cases
including all cases with dysplasia or EAC. None of the cases
with cardiac type epithelium alone had dysplasia or EAC. In
the group which did not receive systematic biopsy but did
have dysplasia or EAC, many showed only tumor on biopsy.
However, slightly more than half (56%) of those with nontumor
mucosa had residual intestinal-type metaplasia (13).
They hypothesize that the absence of residual intestinal
metaplasia immediately adjacent to many cases of EAC
is due to tumor overgrowth and inadequate sampling
rather than a true absence (12,13). They also propose
that when metaplastic columnar epithelium is adequately
and systematically biopsied, patients without intestinal
metaplasia have a negligible risk of dysplasia and cancer (13.
Recent data shows that columnar cell epithelium may
have an intestinal-type immunohistochemical profile
even when goblet cells are not identified. Various studies
have shown significantly increased positivity for intestinal
markers such as DAS-1 (14-16), CDX-2 (14,17,18), and
HepPar1 (19) as well as a similar cytokeratin (16,20) and
mucin (20) expression profile in both goblet cell and nongoblet
cell columnar epithelia, which suggests a similar
origin. There have also been studies showing similar
molecular alterations in both non-goblet cell and intestinaltype
metaplasia including chromosomal instability (21,22),
microsatellite instability (22), and similar DNA content
abnormalities (3). Despite the similar phenotypic and
molecular profiles, the natural history of columnar cells
and goblet cells is not always the same (24) suggesting
that additional factors are required for progression toward
dysplasia and cancer.
Expanding the definition of BE to include all patients
with columnar metaplasia of the esophagus would have
substantial societal and personal economic impact. Studies
from both the United States and Sweden show that the
population of patients with columnar metaplasia of the
esophagus without goblet cells is significantly greater
than the population with intestinal metaplasia (25,26).
Conducting surveillance on all of these patients has
the potential to overwhelm healthcare resources and
greatly increase treatment costs. Also, despite data which
demonstrate a normal life expectancy in patients with BE,
the cost of life insurance is substantially increased and
availability of health insurance is decreased in patients
with this diagnosis (27). Until such a time as columnar
cell metaplasia of the esophagus without goblet cells is
clearly shown to convey increased risk of EAC, it seems
appropriate to hold back from labeling these patients with
BE (1,4). | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Screening
Endoscopic screening for BE is widely practiced and
patients are often selected for screening based on the
presence of multiple well-established risk factors for BE
including: chronic gastroesophageal reflux disease (GERD),
older age (>50 years), male sex, white race, elevated body
mass index, intra-abdominal fat distribution, and hiatal
hernia (1,4).
While the presence of GERD symptoms was one of the
first recognized and strongest risk factors identified for BE,
the presence of GERD alone is not sufficient to recommend
screening. Up to 40% of US adults experience GERD on a
monthly basis (28), yet despite the increasing incidence of EAC
there are still fewer than 10,000 new cases of EAC diagnosed
per year (29). Up to 40% of patients who have adenocarcinoma
of the esophagus report no history of chronic GERD (30).
Eliminating patients from screening based on a lack of
symptoms could exclude a large portion of those who might
have their cancers detected at an early, presymptomatic
stage. Additionally, difficulties recognizing mucosal
lesions (31), sampling error (32), and disagreement over
pathologic interpretation (33) can decrease the effectiveness of
endoscopic screening. For these reasons, the decision of who
and when to screen should be individualized (1,4). | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Endoscopic diagnosis
Barrett’s esophagus (BE) presents on endoscopy as
characteristic salmon-pink colored extensions (or
“tongues”) of mucosa that grow into the esophagus above
the esophageal gastric junction (EGJ). For screening and
surveillance, four quadrant biopsies are taken along every
2 cm of the BE type mucosa and submitted to pathology
in separate containers. While this approach samples
only a small fraction of the affected lining, it allows the
opportunity to recognize dysplasia and focus subsequent
biopsies on the appropriate area if dysplasia is identified (4).
Traditionally, BE is termed long segment if the tongues are
3 cm or more in length, short segment BE when less than
3 cm, and ultra-short segment BE when less than 1 cm (34).
The exact location of the biopsy relative to the Z-line and
EGJ is important to know, as ultra-short BE can be difficult
to differentiate from an irregular EGJ and is thought to carry significantly less risk of cancer development than
traditional BE (34-38). Additionally, intestinal metaplasia
below the EGJ should not be diagnosed as BE. The
changes are thought to have a different etiology, often
arising secondary to Helicobacter pylori infection, and the
significance as a precursor to EAC is uncertain (35,39-41).
For these reasons, changes in this region should be given a
descriptive diagnosis of intestinal metaplasia.
Accurate assessment of the extent of BE on endoscopy
is clinically important because more extensive BE carries a
higher risk of cancer development (42,43), however there is
a high degree of inter- and intraobserver variation (44-46).
The Prague C&M Criteria (47) is a consensus-driven,
validated system which utilizes standardized landmarks -
the squamocolumnar junction, the EGJ, the extent of
circumferential columnar lining, and the proximal extension
of the columnar mucosa - to determine the length of BE.
This system has an overall reliability coefficient (RC) of 0.72
in recognition of BE ≥1 cm, however the RC dropped to 0.22
when less than 1 cm of columnar-lining was present. This
is the endoscopic classification system currently suggested
by the American College of Gastroenterology (4). A recent
small study by Kinjo et al. (48) suggests that recognition of
ultra-short segment BE may be improved using the Japanese
EGJ reference point (the distal end of the palisade-shaped
longitudinal vessels) rather than the traditional proximal
limit of the linear gastric mucosal folds currently utilized in
the Prague C&M criteria, but more information is needed
to determine if these results are reproducible and applicable
outside of the Japanese population. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Histologic features of Barrett’s esophagus and dysplasia
Clinicians and pathologists have defined BE to include
not only a characteristic endoscopic appearance to the
esophagus but also histologically confirmed intestinal
metaplasia consisting of columnar epithelium with wellformed
goblet cells (1). Goblet cells are recognized by a
large cytoplasmic vacuole filled with blue-tinted mucin.
During carcinogenesis, the tissue develops morphologic
changes related to unregulated cell growth that can be
recognized as dysplasia on microscopic examination (49).
The spectrum of changes is subdivided into four clinically
significant groups: negative for dysplasia, indefinite for
dysplasia, low grade dysplasia, and high grade dysplasia.
Patients with histologically confirmed dysplasia have been
shown to have significantly increased risk of progression to
EAC (33,50-52). Despite concerns over adequate sampling
and imperfect intra- and interobserver reproducibility
(particularly at the low end of the dysplasia spectrum),
histologic evaluation for dysplasia retains a key role in the
surveillance of patients with BE (4,33,53).
Due to the significance of identifying dysplasia, much
work has gone into clarifying and refining the criteria used
to interpret biopsies (33,54-57). The degree of dysplasia
is determined by evaluating the cytology (nuclear and
cytoplasmic features), architecture (relationship of glands
and lamina propria), and degree of surface maturation
(comparison of nuclear size within crypts to nuclear size
at the mucosal surface) and interpreting these findings in
conjunction with the amount of background inflammation.
Features of each category of dysplasia are described below
and summarized in Table 1.
Negative for dysplasia – These biopsies can have a minimal
amount of cytologic atypia but retain normal architecture,
abundant lamina propria between glands, and appropriate
maturation with a low nuclear:cytoplasmic ratio at the mucosal
surface. The nuclei are regular, have smooth membranes, and
are basally situated. If mitoses are present they are within the
basal compartment. In the presence of inflammation, increased
cytologic atypia is allowed (Figure 1A).
Indefinite for dysplasia – This category is applied to
biopsies where the changes seen cannot be definitively
described as reactive or neoplastic. It is most often used
in the presence of pronounced inflammation or the loss
of surface epithelium. Cytologic atypia characterized by
hyperchromasia, overlapping nuclei, irregular nuclear
borders, and nuclear stratification can be seen in the deep
glands or the sides of villiform structures while the surface
epithelium is free of atypia. The architecture should be
largely normal with, at the most, minimal gland crowding.
Surface maturation is present (Figure 1B).
Low grade dysplasia – The most important feature of low
grade dysplasia is cytologic atypia extending to the mucosal
surface and either minimal or absent surface maturation.
Severe architectural distortion is not a feature, though mild
gland crowding with decreased intervening lamina propria can
be seen. Mitoses may be increased but no atypical forms should
be seen. Inflammation is usually minimal. One important
note: although cytologic atypia is a key finding, nuclear
polarity is preserved. Loss of polarity - where the nucleus is
tilted, rounded, or horizontal to the basement membrane - is
associated with higher grade lesions (Figure 1C).
High grade dysplasia – The cytologic changes are severe
with markedly enlarged nuclei at the surface, pronounced
pleomorphism, and at least focal loss of nuclear polarity.
Surface maturation is lost. Mild to marked architectural
distortion is a frequent finding, with crowded glands, loss
of lamina propria, focal budding, and/or cribriform glands.
There should be no evidence of invasion into the lamina
propria. Mitoses are increased and atypical mitoses may be seen. Ideally inflammation is minimal or absent. If either the
cytologic or architectural changes are severe and extensive,
the diagnosis of high grade dysplasia can be made even if
other features are only low grade in severity (Figure 1D).
Figure 1 A: Negative for dysplasia - There is columnar cell metaplasia including mucin-filled, blue-tinted goblet cells. The glands are well
spaced with abundant intervening lamina propria and the nuclei are regular, smooth, and basally aligned [hematoxylin and eosin stain (H&E),
200×]; B: Indefinite for dysplasia - Increased inflammation is seen in the lamina propria and the epithelium. Nuclei are enlarged with some
overlap and nuclear stratification can be seen. There is mild crowding of glands (lower right) but the architecture is largely normal (H&E,
200×); C: Low grade dysplasia - There is increased nuclear atypia with hyperchromasia, increased pleomorphism, and nuclear overlap. These
features approach the surface. Mitoses are increased. The architectural changes are distinct in this case with increased gland crowding (H&E,
200×); D: High grade dysplasia - The cytologic changes are distinct, with obvious nuclear enlargement, pleomorphism, hyperchromasia,
and overlap. Frequent mitoses, including some at the surface, are seen. The glands are crowded with a near absence of intervening lamina
propria (H&E, 200×)
Whenever high grade dysplasia is diagnosed the biopsy
should also be evaluated for the presence of co-existing
EAC. This may be difficult or impossible to exclude on
biopsy, but suspicious or suggestive architectural changes
include single cells in the lamina propria, desmoplasia,
cribriform or solid tubular architecture, dilated tubules
filled with necrotic debris, extensive neutrophilic infiltrate
within the epithelium, ulcerated high grade dysplasia, and
neoplastic tubules incorporated into the overlying squamous
epithelium (57). | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Surveillance of Barrett’s esophagus
Although there is a lack of randomized trials that support
the value of endoscopic surveillance in BE, indirect evidence
from multiple retrospective studies indicates a statistically
significant improvement in survival for cancers that are
detected endoscopically versus those that present with
symptoms (58-64). In light of this evidence and the poor
5 year survival for EAC, surveillance endoscopy is widely
practiced (65,66).
Ideally surveillance endoscopy is performed in patients
whose reflux symptoms are controlled, reducing the chance
of inflammatory or reactive changes interfering with
pathologic interpretation (67). Four quadrant biopsies should
be obtained at a minimum of every 2 cm and submitted to
pathology in separate containers. The surveillance intervals
suggested by the 2008 ACG Guidelines (4) are dependent on
the pathology results (Table 1).
If the initial biopsy diagnostic of BE is negative
for dysplasia, a repeat endoscopic exam with biopsy is
recommended within a year. If the second study is also
negative for dysplasia then follow-up at 3 year intervals is
suggested. If low grade dysplasia is identified it is suggested
that the diagnosis be confirmed by second opinion from an
expert pathologist and a repeat exam take place within 6
months to ensure no higher grade of dysplasia is identified.
If no higher grade lesion is found, yearly follow up is
suggested until two consecutive exams are negative for
dysplasia. Biopsies interpreted as indefinite for dysplasia
should be managed similarly to those with low grade
dysplasia. A diagnosis of high grade dysplasia should also
be confirmed by an expert pathologist but repeat exam
should take place within 3 months. Biopsies should be
taken at smaller, 1 cm intervals. It is also suggested that any
mucosal irregularities be treated with endoscopic mucosal
resection to obtain enough tissue for accurate diagnosis.
Beyond these suggestions, treatment options for high-grade
dysplasia include careful surveillance, a variety of ablative
therapies, and surgical resection. Treatment should be
tailored for individual patients based on their preferences,
their appropriateness for each option, and the experience of the treating physician (4). | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Developments in the diagnosis and surveillance of Barrett’s esophagus
Controversies over the best methods to diagnosis and
monitor BE exist, largely because the current process
involves many variables that are subjective and therefore
difficult to standardize: selection of patients for screening,
recognition of landmarks and BE-type changes on
endoscopy, sampling variation, histologic grading of
dysplasia, and the timing and type of intervention. The
ultimate goal is to detect cancers that develop in the
setting of BE at a curable stage. Advances in techniques are
being explored, with most of the emphasis placed either
on increasing the recognition of suspicious lesions for
biopsy during endoscopy or objectively identifying which
cases of dysplasia are likely to progress to carcinoma using
biomarkers.
Enhanced endoscopy
High-resolution white light endoscopy combines
endoscopes with large numbers of pixels (600,000 to 1,000,000), magnification devices, and high-definition
screens to optimize visualization of the esophageal mucosa
(68). It has shown greater sensitivity in the detection of early
neoplastic lesions when compared to standard endoscopy (69).
Chemoendoscopy involves the application of chemicals
that selectively react with and highlight various mucosal
features, theoretically improving the detection of
abnormalities (70-76). Methylene blue is absorbed by
non-dysplastic intestinal-type epithelial cells theoretically
helping to detect BE and target biopsies. However, metaanalysis
found no significant difference in the detection rates
of BE or dysplasia between methylene blue directed biopsy
and a standard 4-quadrant approach (74). Additonally, there
is some evidence that methylene blue induces DNA damage
in BE (77,78). Lugol’s solution is absorbed by glycogencontaining
squamous epithelial cells and helps identify
the squamocolumnar junction after eradication therapy,
which is helpful in the recognition of residual columnarcell
islands (75). Indigo carmine dye is combined with
magnification endoscopy to distinguish mucosal pit patterns -
round, reticular, villous, and ridged (68). While there is good
association of certain patterns with intestinal metaplasia (76),
it has not been shown to increase the detection of dysplasia
beyond that of high-resolution endoscopy (9).
Electronic chromoendoscopy includes optimal band
imaging which involves postprocessing to accentuate the
contrast between columnar and squamous epithelia (79)
and narrow band imaging (NBI) which uses optical filters to
highlight vascular patterns on the mucosal surface (80). While
studies show good correlation of vascular patterns identified
by magnified NBI with BE and high grade dysplasia (80,81),
prospective studies comparing the actual diagnostic yield
of NBI to standard endoscopy have had mixed results (82-
84). A comparison of NBI to high resolution white light
endoscopy showed no significant difference in the detection
of BE or dysplasia (84).
Autofluorescence imaging utilizes differences in the
endogenous fluorophores found in normal and neoplastic
epithelia (68). While the technique has good sensitivity for
the detection of high grade dysplasia, studies have shown
poor specificity with false positive rates up to 81% (85-87).
An analogous process recently described by Bird-Lieberman
et al. utilizes a fluorescently labeled wheat germ derived
lectin that binds to surface glycans of normal esophageal
epithelial cells. Expression of these glycans is decreased
or lost during neoplastic progression, so potentially premalignant
or malignant regions are highlighted by a
negative staining pattern (88). The potential applications are
intriguing, but it has yet to be applied in vivo or prospective
clinical trial.
Magnifications exceeding 1,000× can be achieved in
real time using confocal laser endomicroscopy, allowing
for analysis of the crypt architecture and capillaries during
endoscopic examination. A few initial studies have shown
accuracy rates above 85% in detecting high-grade dysplasia
(89,90), fused glands indicating neoplasia with a sensitivity
of 80%, and good interobserver agreement (91).
Light scattering spectroscopy and diffuse reflectance
spectroscopy use algorithms to analyze light scattered back
to the sensing device by the tissue. This spectroscopic
information has been able to distinguish neoplastic from
non-neoplastic tissue with both good sensitivity and
specificity (92,93) in a few small trials. Optical coherence
tomography uses variations in the reflectance of nearinfrared
light from different tissues to create a highresolution
cross-sectional image of the mucosa (94). One
study has shown excellent sensitivity (97%) and specificity
(92%) in the recognition of BE without dysplasia (95) while
another showed good sensitivity (83%) and specificity (75%)
in identifying high grade dysplasia (96).
While many of these endoscopic techniques show
promise, there is currently no definitive evidence that they
provide additional information beyond careful examination
using high-resolution white light endoscopy. Also, most
require specialized equipment and/or training that may not
currently be available outside of specialty centers.
Biomarkers
The grading of dysplasia currently guides surveillance and
treatment decisions; however it is an imperfect predictor
of cancer risk. Several biomarkers have shown promise
as objective adjunct tests to improve risk stratification of
patients with BE. Panels of immunohistochemical stains
including α-methylacyl-CoA racemase (AMACR), β-catenin,
cyclin D1, and p53 show promise in separating grades of
dysplasia and in distinguishing true neoplastic progression
from reactive changes (97-99).
Other biomarkers which test for DNA abnormalities
have been evaluated in cross-sectional or retrospective
studies. The detection of aneuploidy, increased tetraploidy,
and loss of heterozygosity (LOH) for chromosome 17p in
patients with no dysplasia or low grade dysplasia on biopsy
has been shown to have good predictive value for neoplastic
progression, but added little information when high grade
dysplasia was detected (100-104). These studies utilized
flow cytometry to detect DNA content abnormalities in
fresh frozen tissue, which may not be practical in clinical
practice. Fluorescence in situ hybridization can theoretically
be used to detect these same abnormalities in fixed tissue
and most initial studies show promising results (104-108).
Biomarker panels - including detection of chromosomal abnormalities (aneuploidy/tetraploidy, 17p LOH, 9p
LOH) or tumor-suppressor gene-methylation patterns -
have also been good indicators of progression risk in initial
studies (109-111). One methylation-based panel, applied
retrospectively, even identified patients who progressed to
high grade dysplasia two years before histologic changes
were seen (111).
Biomarkers may prove to be the best predictors of
cancer progression, however much of the work done with
them to-date has involved freshly frozen tissue (which may
not always be available) and none have been validated in
prospective controlled clinical trials. While promising, they
should not replace grading dysplasia for risk stratification in
routine clinical practice at this time (68). | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Conclusions
Although newer techniques are being studied, at this time
none have definitively been shown to be more cost effective
than careful clinical evaluations and systematic biopsy
screening. Good patient care includes coordination of
careful microscopic study with patient clinical history. The
findings of both the endoscopist and the pathologist are
critical. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Acknowledgements
Disclosure: The authors declare no conflict of interest.
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References
Cite this article as: Booth CL, Thompson KS. Barrett’s
esophagus: A review of diagnostic criteria, clinical surveillance
practices and new developments. J Gastrointest Oncol
2012;3(3):232-242. DOI: 10.3978/j.issn.2078-6891.2012.028
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